What is Alcohol Use Disorder?

Alcohol use disorder (AUD), a substance use disorder (SUD), is a medical condition defined by the DSM-5 as “a problematic pattern of alcohol use leading to clinically significant impairment or distress,” and is diagnosed as either mild, moderate or severe depending on the number of symptoms (out of a possible 11) that are present within the past 12 months (NIAAA, 2024). The World Health Organization (2024) estimates that 400 million people (or 7% of the world’s population) suffer from Alcohol Use Disorder.

It is important to note that referring to the condition as alcohol abuse or alcoholism may increase stigma, which then can exacerbate AUD (NIAAA, 2024). Shame, identity issues, and a lack of knowledge about treatment underlie this stigma. This, in turn, negatively impacts the individual’s emotional state, which drives the alcohol use disorder and deters them from seeking treatment.

Consumption Levels

There are different terms to describe different alcohol consumption patterns. Understanding the differences between terms is largely dependent on knowing how to calculate a standard drink (see below). These terms are useful in a professional setting (e.g., within research or in a healthcare setting), as well as to the individual consumer.

Alcohol Use Disorder infographic for drinking patterns

This is important because the liver can only process so much alcohol – the remaining can cause harm to the liver and other organs as it moves throughout the body. Additionally, those serving alcohol need to be aware of how much each customer has consumed. Lastly, using standard drink sizes to measure alcohol consumption can help the individual and professionals in their discussions of alcohol misuse / alcohol use disorder.

Consumption Levels

Diagnosing AUD

According to the DSM-5, a diagnosis of Alcohol Use Disorder occurs when a pattern of problematic alcohol use leads to a clinically significant impairment. The individual must display 2 or more of the following 11 criteria within a 12-month period. The number of symptoms determines the severity of the disorder.

DSM-5 Critiera
  • Withdrawal, as manifested by either of the following:
    • (A) The characteristic withdrawal syndrome for alcohol.(B) Alcohol (or a closely related substance, such as a benzodiazepine) is taken to relieve or avoid withdrawal symptoms.
  • Alcohol is often taken in larger amounts or over a longer period than was intended.
  • There is a persistent desire or unsuccessful efforts to cut down or control alcohol use.
  • A great deal of time is spent in activities necessary to obtain alcohol, use alcohol, or recover from its effects.
  • Craving, or a strong desire or urge to use alcohol.
  • Recurrent alcohol use resulting in a failure to fulfill major role obligations at work, school, or home.
  • Continued alcohol use despite having persistent or recurrent social or interpersonal problems caused or exacerbated by the effects of alcohol.
  • Important social, occupational, or recreational activities are given up or reduced because of alcohol use.
  • Recurrent alcohol use in situations in which it is physically hazardous.
  • Alcohol use is continued despite knowledge of having a persistent or recurrent physical or psychological problem that is likely to have been caused or exacerbated by alcohol.
  • Tolerance, as defined by either of the following:
    • (A) A need for markedly increased amounts of alcohol to achieve intoxication or desired effect.(B) A markedly diminished effect with continued use of the same amount of alcohol.

Specify whether the client is:

  • In early remission: after the full criteria for AUD were previously met, none of the criteria for AUD have been met for at least three months but for less than 12 months.
  • In sustained remission: after the full criteria for AUD were previously met, none of the criteria for AUD have been met at any time during a period of 12 months or longer.
  • In a controlled environment: if the individual is in an environment where access to alcohol is restricted.

Specify current severity:

  • Mild: presence of 2-3 symptoms
  • Moderate: presence of 4-5 symptoms
  • Severe: presence of 6 or more symptoms

References: NIAAA (2024) & RAND (2021)

Statistics

Causes & Risk Factors

Alcohol use tends to begin in late adolescence and early twenties, peaks in middle to late twenties, and begins to slow by early thirties (Addiction Center, 2024). Those in their early to mid-twenties are the most likely to develop an alcohol use disorder. Furthermore, the younger a person is when they begin to drink, the more likely they are to develop Alcohol Use Disorder later in life – this is especially true if they start before the age of 15.

Heavy drinking during adolescence can negatively impact critical brain development (see: NIAAA). It is also associated with other risky behaviours, such as drug use, unprotected sex, academic problems, impaired driving, conduct problems, suicide, and increases the likelihood of developing an AUD in adulthood. Furthermore, research suggests that rates of anxiety and depression are increasing among adolescents, especially girls, who are more likely to use alcohol to cope with these conditions (White, 2020). Research also shows that alcohol use and alcohol-related harms are increasing among older people (ages 55 to 75), with increases being larger for women.

The genetic implications of Alcohol Use Disorder have been widely studied. In addition to influencing Alcohol Use Disorder, genetic factors also contribute to alcohol consumption levels, alcohol metabolism, hangover severity, alcohol-associated diseases and more (Edenberg & Foroud, 2013; Addiction Center, 2024).

There is no singular gene that leads to the development of AUD as many genes and variations of genes have been shown to impact risk (American Addiction Centers, 2024). In fact, research has discovered at least 51 genes that impact AUD (Addiction Center, 2024).

Although up to 50% of the reason why someone develops an AUD can be attributed to a family history of the disorder, it is not a guarantee (Addiction Center, 2024). Epigenetics, which is the interaction of genes and the environment, and social factors play a significant role in AUD as well.

Alcohol consumption is more likely in those who are more highly educated (Addiction Center, 2024). In the U.S. for example, 80% of college graduates drink, whereas 52% of non-college students drink. Certain professions are more likely to develop Alcohol Use Disorder, especially those in high-stress and/or high-risk careers (e.g., military members).

Although anyone of any religion can develop Alcohol Use Disorder, those who adhere to strict religious values that strongly oppose alcohol use are less likely to drink and therefore develop AUD (Addiction Center, 2024). This is particularly true when the religion plays a significant role in influencing the availability of alcohol, social practices, and local laws.

Certain psychological conditions can increase the likelihood that someone will develop an alcohol use disorder (Addiction Center, 2024). For example, those with depression, social anxiety, and bipolar disorder are more likely to develop Alcohol Use Disorder. Psychiatric disorders that present deficits in executive function (e.g., attention-deficit/hyperactivity disorder) or negative affect (e.g., depression, anxiety) are at an increased risk for developing AUD (NIAAA, 2024). More specifically, AUD is prevalent in 20-40% of those being treated for an anxiety disorder and up to 40% for major depressive disorder. About 15-30% of people with AUD also have post-traumatic stress disorder; 40-50% have had another substance use disorder; and up to 91% have a sleep disorder.

Many individuals with a psychological illness(es) turn to alcohol and/or other substances as a way to cope with their disorder (Addiction Center, 2024; NIAAA, 2024). A history of trauma, regardless of the type of trauma, presents an increased risk for abusing alcohol (Brady & Back, 2012). Furthermore, the disorders themselves impair someone’s ability to recognize the reality of their drinking and to acknowledge the risks and warning signs associated with their drinking (NIAAA, 2024).

Sex and gender are distinct constructs – sex refers to biological factors whereas gender refers to social and cultural factors (Gilbert et al., 2018). Research has shown that biological factors (e.g., hormones, fat and muscle composition, and body water content) differ by sex, and these differences affect alcohol metabolism and the risk of a variety of negative consequences. Additionally, physiological sex characteristics can shift for many transgender individuals who undergo gender-affirming treatments, such as hormone therapy. This, however, is still a new area of research.

Gender, on the other hand, is a social construct that involves many characteristics, such as feelings, behaviours, preferences, perceptions, and social relationships (Gilbert et al., 2018). Gender influences drinking behaviours, such as the onset of drinking, the frequency and quantity of drinking, and the risk of alcohol use disorder. Research has found that several alcohol-related behaviours are more likely to be predicted by certain gender-related characteristics (e.g., personality traits and social roles) than physiological sex characteristics.

Globally, men consume more alcohol than women and have more alcohol-related harms to themselves and others (White, 2020). However, there are large variations in gender gaps in alcohol use between countries, suggesting that culturally prescribed gender roles significantly shape gender-specific drinking patterns. Lower levels of alcohol consumption harm women at higher rates than men (NIAAA, 2024). For example, even with fewer years of being diagnosed with Alcohol Use Disorder, women perform more poorly than men on a variety of cognitive tasks. They are also at a greater risk for many alcohol-related health problems, such as cardiovascular disease, liver inflammation, and certain cancers.

Sexual minority adults (lesbian, gay, bisexual) are 1.5-3x more likely than their heterosexual counterparts to meet the criteria for an Alcohol Use Disorder (Goldberg et al., 2013; McCabe et al., 2010). However, studies have found that the risk for developing alcohol use disorder is greater in women who are sexual minorities than in heterosexual women (Hughes et al., 2011; Hughes et al., 2016; NIAAA, 2024). For example, lesbian and bisexual women are twice as likely as their heterosexual counterparts to engage in binge drinking (White, 2020). The likelihood of AUD is similar for homosexual and heterosexual men (NIAAA, 2024).

Alcohol misuse is highly prevalent in transgender populations, with a 2015 survey indicating high rates of binge drinking in general, but much higher levels in transgender communities of colour (Gilbert et al., 2018). However, it is important to note that their gender identity is not the source of risk, but rather, the societal discrimination and stigma that they face creates psychosocial conditions that heavily increase the risk of problematic alcohol use (Hatzenbuehler et al., 2013). This is also true for sexual minorities as well (Fish & Exten, 2021). Furthermore, these individuals also experience more secondary harms, such as being victims of violence, ranging from sexual and physical assault to verbal abuse (Gilbert et al, 2018).

North American culture is one that celebrates alcohol use – it is considered ‘normal’ for teenagers to experiment with alcohol, is a ‘rite of passage’ when becoming an adult, is normalized at family functions, such as birthdays and holidays, and is a significant component of post-education. For example, “hazing” is a long-standing tradition in fraternities, often involving high levels of alcohol use (Ing et al., 2024). Russia has the highest level of alcohol consumption in the world – drinking is a pervasive and socially acceptable behaviour, and despite the widespread problems it has caused, alcohol is a major source of revenue for the government (Korotayev, 2008). Women in more developed countries drink more than women in developing countries (Rehm et al., 2009). (See also: Wikipedia – Drinking Culture).

An individual’s drinking habits are strongly influenced by the environments in which they live and work (Addiction Center, 2024). Research has documented the relationship between social determinants of health (SDH) and alcohol use (Sudhinaraset et al., 2016). Living in an unhealthy environment, whether mentally or physically, presents an increased risk. It is important to be aware of how the various SDHs can influence an individual’s likelihood of developing any substance use disorder (Swan et al., 2021). These include having family members and/or peer networks that engage in alcohol abuse, living and/or working in unsafe conditions, a lack of housing and/or financial security, lower socioeconomic status, a history of abuse and/or trauma, a lack of positive social supports, and prior health conditions.

Socioeconomic status indicators (SES; e.g., income, occupation, education) are strong predictors of health behaviours, such as alcohol use (Sudhinaraset et al., 2016). A higher SES is associated with more frequent drinking, but lower SES is associated with larger amounts of alcohol. Social Capital Theory suggests that health is highly influenced by the quality of one’s social networks and connections, with higher levels of social support and community cohesion resulting in better health outcomes.

This theory is useful in explaining these influences on alcohol use disorder. Each of these levels present a variety of risk and protective factors in the development of Alcoho Use Disorder (Sudhinaraset et al., 2016). At the individual level, there are personal factors such as SES and race/ethnicity. At the microsystem level, you have the family and home environment (e.g., parental alcohol use) and peer networks, which are situated in the larger community (e.g., societal norms). This, then, is embedded into the macro-level, where exposure to alcohol through advertisements, as well as laws and policies, influence alcohol use. Media exposure (e.g., television, movies, social media and so on), for example, has been linked to alcohol consumption levels and it is likely that the effects of this differ across socio-cultural groups.

On a final, but very important note, discrimination and stigma has been linked to risky health-related behaviours (Sudhinaraset et al., 2016). As an uncontrolled and unpredictable source of stress, discrimination is incredibly harmful to health (Pascoe & Richman, 2009). The psychological implications of experiencing discrimination and stigma lends itself to a stress and coping framework – in other words, the experience of discrimination and stigma results in psychological problems (e.g., depression, anxiety, and so on) that leads to stress and individuals then must find a way to cope with that stress. This is one reason why many people abuse alcohol.

Treatment, Recovery & relapse